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Jeffrey Dunham is President and CEO of Dunham & Associates Investment Counsel, Inc. and Chairman of Dunham Trust Company. Mr. Dunham’s investment expertise spans more than 20 years, dating to when he started a family of private funds and built Dunham & Associates upon the premise of performance-based advisory compensation—a radical idea at the time—now a model for others. Beginning his investment career in 1977, Mr. Dunham acquired real estate for investors and his own account. As President of San Diego-based JAD Properties between 1979 and 1989, Mr. Dunham continued hands-on management of real estate holdings. Prior to becoming founding partner of Dunham & Associates, he was partner in the investment firm of McKewon Securities and worked with Enterprise Management Company, a venture capital affiliate of McKewon. Mr. Dunham earned a BS degree in Business Administration, with an emphasis in Finance, from San Diego State University. He holds FINRA Series 3, 4, 7, 24, 53 and 63 securities registrations.
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Mr. Brims is Director of Information Technology. With over 12 years experience, he has consulted for the Department of Interior, the Department of Defense, and the San Diego County Water Authority. Before joining Dunham & Associates, he built and managed the technology infrastructure for an industry leader in point-of-use dispensing technologies for the manufacturing sector. His responsibilities for Dunham & Associates include evolution, upkeep and performance of all customer and internal technological systems. Mr. Brims has a BA in Economics with a minor in Chemistry from the University of California at San Diego and a MS in Computer Information Systems from the University of Phoenix.
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Salvatore M. Capizzi is Chief Sales & Marketing Officer for Dunham & Associates Investment Counsel, Inc. Mr. Capizzi is a seasoned industry veteran with over 26 years of financial services experience. He possesses a wealth of expertise in global sales and distribution leadership, marketing, business development and strategic planning. Mr. Capizzi also has substantial experience establishing startups and reengineering companies. He has consistently demonstrated his ability to develop and implement highly successful sales and marketing plans that have dramatically increased assets under management, and has identified and developed distribution channels that have substantially contributed to net income.
Most recently, Mr. Capizzi served as CEO/Global Wealth Management for ThomasLLoyd Group where he was responsible for establishing sales and distribution in Europe and the Americas. He has also served in executive capacities with New York Life Investment Management, BlackRock Funds, Chase Manhattan Bank, and Shearson Lehman Brothers. At BlackRock, he served as Executive Vice President/Managing Director and was responsible for the startup and prominent growth of their mutual fund business. He is credited with developing the retail distribution platform there and substantially growing the complex during his eight-year tenure.
Mr. Capizzi received a B.A. in History from Baruch College and hold Series 7, 63, and 24 FINRA registrations.
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Ms. Findeisen is Director of Operations oversees investment and fund valuation processing for the Dunham & Associates Limited Partnerships and for The Common and Collective Trust Funds, of which Dunham Trust Company is Trustee. Ms. Findeisen also manages information systems that track individual client accounts and oversees trust accounting and back-office operations. She is charged with development and supervision of operations of advisory programs which utilize The Dunham Funds as well as operational systems that track individual client mutual fund holdings and account activities. She has a BA in Economics with a minor in Information Systems from the University of California at San Diego and holds Series 7 and 24 registrations with the FINRA.
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Ms. Iverson, a Certified Public Accountant, is Chief Financial Officer for Dunham & Associates and its affiliates, including Dunham Trust Company. Before joining Dunham & Associates, Ms. Iverson worked in banking, serving as Executive Vice President of Strategic Planning, Chief Financial Officer, and Controller. She has over 20 years of banking, financial and executive management experience and is responsible for corporate reporting, accounting, taxes, and audit for Dunham & Associates. Ms. Iverson graduated summa cum laude from San Diego State University with a BS in Business Administration/Accounting. Ms. Iverson is a Registered Financial and Operations Principal, Series 27, with the FINRA.
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James Kearny is Director of Compliance/Chief Compliance Officer. His primary responsibilities include overseeing the company Compliance operation and related activities for both the investment adviser and broker/dealer. Mr. Kearny has over 20 years of industry experience in financial services, and has held numerous senior level compliance positions for large and boutique firms. He obtained a BS in Marketing and an MBA in Management from St. John’s University in New York and holds FINRA Series 7, 24, 53, 55, 63, and 66 registrations.
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